PRIVACY & SECURITY

Cowen Rodriguez Peacock is committed to maintaining the accuracy, confidentiality, and security of your personal information. We have established Privacy Principles to govern our use of your information. Cowen Rodriguez Peacock does not sell, share or distribute your information to any third-party organization.

ACCOUNTABILITY

Cowen Rodriguez Peacock is responsible for maintaining and protecting customer information under its control.

IDENTIFYING PURPOSES

The purposes for which your information is collected shall be identified before or at the time the information is collected.

CONSENT

The knowledge and consent from you are required for the collection, use or disclosure of your information except where required or permitted by law.

LIMITING COLLECTION

The information collected from you must be limited to those details necessary for the purposes identified by Cowen Rodriguez Peacock and must be collected by fair and lawful means.

LIMITING USE, DISCLOSURE & RETENTION

Your information may only be used or disclosed for the purpose for which it was collected unless you have otherwise consented, or when it is required or permitted by law. Your information may only be retained for the period of time required to fulfill the purpose for which it was collected.

ACCURACY

Your information must be maintained in as accurate, complete and up-to-date form as is necessary to fulfill the purposes for which it is to be used.

SAFEGUARDING CUSTOMER INFORMATION

Your information must be protected by security safeguards that are appropriate to the sensitivity level of the information.

OPENNESS

Cowen Rodriguez Peacock is required to make information available to customers concerning the policies and practices that apply to the management of their information.

CUSTOMER ACCESS

Upon request, you shall be informed of the existence, use and disclosure of your information, and shall be given access to it. You may verify the accuracy and completeness of your information, and may request that it be amended, if appropriate.

HANDLING CUSTOMER COMPLAINTS & SUGGESTIONS

You may direct any questions or inquiries with respect to the privacy principles outlined above or about our practices by contacting Delisi Friday, who is accountable for your privacy at Cowen Rodriguez Peacock.